Author: Nigel P F X Harrison / Editor: Adrian Boyle / Reviewer: Josh Davison / Codes: RP5, SLO1, SLO3 / Published: 27/02/2025
Context
Exhaust to exhale
Carbon dioxide may be considered the exhaust of metabolism. There is a biological imperative to expel this gas which at too high a level will prove detrimental. At rest 200 ml/min of this gas is generated by the tissues and thus needs to be excreted to maintain equilibrium.
The image illustrates carbon dioxide exchange at the tissues.

Definition
Carbon dioxide migration
At the mitochondrial level the metabolism of carbohydrate, fat or protein leads to the generation of CO2. As CO2 is very soluble (x 25 that of O2) in biological fluids and across cellular membranes, it migrates very readily from the peripheral tissue cytoplasm to the capillaries and thence to the red blood cells (RBCs).
Despite CO2‘s high plasma solubility the majority of this gas is transported as HCO3– and its relationship to dissolved CO2 is provided by the Henderson-Hasselbalch equation:
pH = pKa + log [HCO3–]/[CO2]
As hydrogen ion concentration ([H+]) is inversely related to pH it is thus directly related to the [CO2].
Carbonic anhydrase
Carbon dioxide moves from the peripheral tissue where it is relatively abundant to the RBCs which are replete with oxygen (O2). This gradient is in part generated by the facilitated reaction between CO2 and H2O where the enzyme carbonic anhydrase (CA) plays an important role. The inter conversion between CO2 and HCO3– within RBCs requires only 2ms for 95% completion.
Within the cell the reaction between CO2 and water that produces H2CO3 moves further to the right as the carbonic acid dissociates into bicarbonate (HCO3–) and a proton (H+). Hypercarbia therefore leads to acidosis and, in situations where CO2 cannot be adequately excreted at the lungs, respiratory acidosis ensues. The transport of CO2 as bicarbonate in this fashion is referred to as facilitated CO2 diffusion.

Inhibitors of carbonic anhydrase like the drug Acetazolamide are useful as a diuretic agent as they prevent this reaction occurring in renal tubular cells and thus allow more H2O to be excreted.
Haldane effect
In peripheral tissues, deoxygenated haemoglobin has a higher affinity for carbon dioxide which helps with the removal of CO2 from tissues. This is called the Haldane effect, and it occurs because deoxyHB has a greater affinity for protons which drives the CA-catalysed reaction to the right in the presense of deoxyHb
It may thus be appreciated that the increase in CO2 leads to a rise in H+ since the HCO3– is mobilised to the extracellular spaces in exchange for Chloride (Cl–) by a membrane bound ion exchange mechanism. This trade between intracellular HCO3– and extracellular Cl– is the Chloride Shift or Hamburger Shift which maintains electrical neutrality within the RBC.
The Chloride Shift is rapid and is complete before the cells exit the capillary and the osmotic effect of the extra HCO3– and Cl– in venous RBCs causes them to swell slightly. Consequently, venous hematocrit slightly surpasses the arterial hematocrit.
Carbon Dioxide and the Amino Group
In plasma the protein concentration is about 7%. However, in the RBCs, haemoglobin – the principal erythrocyte protein – constitutes about 30% of the contents, so a greater amount is proportionately transported intracellularly as haemoglobinic acid. The amount of CO2 bound as carbamate to Hb in erythrocytes or to plasma proteins depends on Hb O2 saturation, 2,3-diphosphoglycerate (2,3-DPG) concentration in the case of RBCs, and on [H+] in the case of both RBCs and plasma.
Carbon Dioxide Release
When CO2 in it’s varying guises arrives at the alveolar capillary it is liberated to the alveoli and excreted with the expired air. The mechanism of CO2 release is supported by the pressure gradient of the gas between the capillary 4.5 to 6 kPa and the inspired air <1 kPa. Additionally, because there is a much higher concentration of O2 at the lungs, the oxyHb that forms has a reduced affinity for protons and so the usual rightward direction of the carbonic anhydrase catalysed reaction between CO2 and H2O moves to the left.
The graph illustrates CO2 content variability with PCO2.
Fig. 2
Learning Bites
- CO2 should be considered to be an acid because when dissolved in plasma it reacts with H2O to generate protons
- With greater quantities of CO2, the reaction is driven rightward with more protons being produced
- During heavy exercise, the contribution of dissolved CO2 can increase sevenfold and then makes up almost one-third of the total CO2 exchange.
Proton Buffering
CO2 in tissue
The trimodality of CO2 transport in plasma
CO2 migration in RBC
Hb migration in plasma
O2 in tissue
Potassium proton exchange
Carbon Dioxide and Acid-Base Balance
From the previous discussion it is appreciated that CO2 acts like an acid and therefore its excretion serves a very essential function in maintaining acid-base balance.
The image illustrates proton buffering in the blood.
After blood buffers have acted, the next most immediate means of regaining acid-base stability is through the respiratory system and the manipulation of CO2 levels. Subsequent to the lungs, the kidneys effect change but there is at least a six-hour lag before they can achieve their aims.
Metabolic acidosis
When there is an excess of protons in the blood, they are first mopped up by the proteins, including haemoglobin and the phosphate buffers, the former contributing about 90% of the response within usual physiological limits. However, when these are exhausted the respiratory system is able to excrete H+ through the exhalation of CO2, thus, hyperventilation raises the serum pH by excreting the proxy of protons, namely carbon dioxide.
Beyond the lungs’ ability the renal system influences H+ excretion by filtering protons which combine with filtered HCO3– as well as HPO42-. Proton reaction with HPO42- permits H+ excretion without sacrificing the HCO3– which is available to be reabsorbed as necessary and so helps to raise the body pH.
Respiratory acidosis
Additionally the amino acid glutamine is held in the cells between the tubule and the bloodstream, and can be catabolised to ammonium (NH4+) and HCO3–. The body then excretes the acidic NH4+ into the tubule which is lost with the urine, while the HCO3– migrates to the bloodstream. This mechanism also helps to normalise pH, and the level of NH4+ excreted in the urine can be used to detect respiratory acidosis.
Mixed acidosis
In circumstances where the respiratory effort is also impaired e.g. in exhaustion, a mixed metabolic and respiratory acidosis ensue. This can be suggested in the presence of a negative base excess with normal or elevated PaCO2. Even the presence of normocapnia with a marked metabolic acidosis show that compensatory mechanisms are failing.
Learning Bite
- The development of normocarbia or hypercarbia in severe metabolic acidosis indicates respiratory muscle fatigue and imminent respiratory failure, and should prompt the consideration of assisted ventilation e.g. non invasive ventilation (NIV).
Assessment and Stratification
Consider the following example:
A 23-year-old man is being evaluated in the emergency department for severe pneumonia. His respiratory rate is 38 bpm and he is using accessory breathing muscles. An ABG was done with values as shown on the adjacent report.
See if you can use Winter’s formula here to find the predicted PCO2.
Predicted PaCO2 = 2 x [HCO3–]/10 + 1 ± 0.3
Metabolic Alkalosis
In the situation of an excess of base in the plasma, much less common than the converse, the body will endeavour to release or retain more protons to neutralize the base. When this mechanism is exhausted, the lungs participate by reducing the level of ventilation thus retaining CO2, which as previously outlined generates H+. Following on from the respiratory system, the renal mechanisms participate to normalise the pH.
Hypercarbia
Consequence of hypercarbia
The relationship between PCO2 levels and the state of ventilation is represented by the following equation:
PaCO2 = PACO2 = VCO2 x 0.115/VA
VA = VE – VD
alveolar ventilation (VA); minute ventilation (VE); dead space ventilation (VD)
The constant 0.115 is necessary to equate dissimilar units for VCO2 (ml/min) and VA (L/min) to PACO2 pressure units (kPa).
Question 1: What does the equation show to be the only physiologic reason for raised PaCO2?
Insufficient alveolar ventilation. Since VA is the difference between VE and VD, hypercarbia may occur due to insufficient VE and/or increased VD.
Question 2: Consider a patient with respiratory rate 25 bpm; tidal volume 280ml dead space volume 150 ml, CO2 production 300ml/min. The patient shows some evidence of respiratory distress. What is the PaCO2?
Using the alveolar ventilation equation:
VA = (25 x 280) – (25 x 150) = 25 x (280 – 150) = 25 x 130 = 3250 ml/min or 3.25 L/min.
PaCO2 = (300 x 0.115)/3.25 = 34.5/3.25 = 10.6 kPa
This example illustrates what may be obtained in a patient with COPD who increases his CO2 production, say during exercise or physiologic stress, but is unable to match this with a sufficient increase in ventilation.
What must not be inferred is that one can determine the adequacy of alveolar ventilation and thus PaCO2 – at the bedside.
Though VE can be readily determined with a spirometer (tidal volume x respiratory rate), one cannot know VD or the patient's rate of CO2 production. One would err in presuming that a patient breathing fast, hard and/or deep is hyperventilating.
The overnight physician was bleeped to the bedside of a man in his seventies, who had been admitted two days earlier on the Friday, for investigation of bilateral lower limb swelling. He was noted to be anxious and dysponeic with a clear chest, normotensive, heart rate of 102 bpm and respiratory rate of 32 bpm. The nurse informed the physician that this was common for him at night and that he may benefit from some night sedation, which the doctor duly prescribed for 'hyperventilation and anxiety'. One hour subsequently he stopped breathing and could not be resuscitated.
Dalton’s Law
A rise in PCO2 leads to a fall in PO2 for a fixed inspired O2 (FiO2) as the preservation of pressures is dictated by Dalton’s law.
Dalton’s Law
Each gas in a mixed gas environment produces its own partial pressure with the result that the sum of the pressures of the different gases provides the total pressure created by the mixture. This is defined in Dalton’s law of partial pressure. The pressure of a mixture of gases is equal to the sum of the pressures of all of the constituent gases alone.
Mathematically P Total = P1 + P2 … Pn
The higher the baseline PaCO2, the more it will rise for a given fall in VA, e.g. a 1 L/min decrease in VA will raise PaCO2 a larger amount when the baseline PaCO2 is 6.7 kPa than when it is 5.3 kPa. A direct consequence of raised CO2 is the rise in [H+] as previously outlined, leading to respiratory acidosis. This acidification has varying consequences:
Respiratory
Pulmonary vasoconstriction which, in a hypoxic environment, contributes even further to reducing the availability of O2 with potential life threatening consequences. Therefore, in the situation of a normal or raised PCO2 with acidosis, non invasive ventilation (NIV) is indicated so as to assist the excretion of CO2 thus preventing further increases in pulmonary vascular resistance which would reduce oxygenation yet further.
Cardiovascular
There is augmented release of adrenaline and noradrenaline in acute respiratory acidosis and in the milieu of proton excess and hypoxia the myocardium becomes irritable and is prone to arrhythmias.
Learning Bite
For acute respiratory disturbances a PaCO2 variation from normal by 1.33 kPa is accompanied by pH shift of about 0.08 units and 1.5 mmol change in HCO3–. Whereas for chronic cases PaCO2 variation by 1.33 kPa is followed by a smaller pH shift of 0.03 units and 3 mmol/L change in HCO3– .
Central nervous system
The effects of an acute rise in PCO2 >8 kPa are headache and confusion, while levels >9.3 kPa lead to CO2 narcosis manifesting as drowsiness, depressed consciousness or coma. Unlike the lungs, the cerebral vascular resistance decreases with raised PCO2 with consequent increased cerebral blood flow (CBF). The extracellular acidosis of the CSF is mitigated within 36 hours in the face of a persistent hypercarbic state.
In acute hypercarbia, CO2 rapidly diffuses across the blood-brain barrier, with resultant rise in CSF [H+]. The fall in pH is readily registered at the brainstem leading to increased minute ventilation to expel more CO2. This effect is responsible for about 85% of respiratory drive.
It used to be believed that in patients with chronic hypercapnia, giving oxygen removed their hypoxic drive causing PaCO2 levels to rise. We now know that the rise in CO2 levels is caused by the Haldane effect, with oxygenated haemoglobin off-loading CO2 into the plasma, and the reversal of hypoxic pulmonary vasoconstriction leading to blood being diverted to unventilated parts of the lung increasing the V/Q mismatch. Please see the RCEM learning podcast “Hypoxic drive: Fact or fiction?” for further details.
The caveat must be that oxygen is still required in the hypoxic COPD patient.
Hypocarbia
Consequences of hypocarbia
Acute hypocarbia leads to respiratory alkalosis which produces a fall in serum levels of potassium, phosphate (PO4–) and free calcium (Ca2+). With the fall in [H+] that attends hypocarbia potassium migrates intracellularly as the protons leave the cell so that electro-neutrality is maintained. The phosphate ions follow K+. Calcium reduction is secondary to its increased binding to serum albumin and the fall in levels of this cation produces many of the symptoms present in persons with respiratory alkalosis. Hyponatraemia and hypochloremia may also be present occurring in a similar fashion to K+ and PO4–.
The frequent cause of hypocarbia is hyperventilation which may be due to varying causes.
Causes of hyperventilation
Central nervous system |
Hypoxia |
Drugs |
Endocrine |
Pulmonary |
Miscellaneous |
Pain |
High altitude |
Progesterone |
Pregnancy |
Pneumonia/hemothorax |
Sepsis |
Hyperventilation syndrome |
Severe anaemia |
Methyl xanthines |
Hyper-thyroidism |
Pneumonia |
Hepatic failure |
Anxiety |
Right-to-left shunts |
Salicylates |
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Pulmonary oedema |
Mechanical ventilation |
Psychosis |
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Catecholamines |
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Pulmonary embolism |
Heat exhaustion |
Fever |
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Nicotine |
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Aspiration |
Recovery phase of metabolic acidosis |
CVA |
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Interstitial lung disease |
CRF |
Meningitis |
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Asthma |
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Encephalitis |
|
|
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Emphysema |
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Tumor |
|
|
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Chronic bronchitis |
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Trauma |
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Acute onset of hypocarbia can cause cerebral vasoconstriction and though, in the past, there was a vogue for hyperventilating head injured patients so reducing CBF, the current practice is to maintain normal/low normal levels of PCO2. This is because acute decline in CBF flow can cause symptoms of dizziness, mental confusion, syncope and seizures.
One positive of hypocarbia is the rise in PO2 as oxygen replaces the CO2 expired. This interrelationship is represented by the alveolar gas equation (AGE):
Where FiO2 is the inspired oxygen concentration.
This principle is utilised by free divers who hyperventilate prior to their descent thus replacing the CO2 with O2 allowing more protracted breath holding.
- Hall JE, Hall ME. Guyton and Hall Textbook of Medical Physiology. 14th ed. Philadelphia, PA: Elsevier – Health Sciences Division; 2020.
- Geers C, Gros G. Carbon dioxide transport and carbonic anhydrase in blood and muscle. Physiol Rev. 2000 Apr;80(2):681-715.
- Ward J, Clark, R, et al. Physiology at a Glance. Wiley Blackwell, 2000.
- West JB. Respiratory Physiology, the Essentials. Lippincott Williams and Wilkins, 2000.
- Wilson I, editor. Update in anaesthesia: respiratory physiology. 12:11, Publications Committee WFSA, UK, 2000.
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